PROJECT

Projects

Summary of Proposed Investment

Project Number

24405

Company Name

UBS Securities Co., Ltd.

Date SPI Disclosed

Aug 16, 2005

Country

China

Industry

Financial Markets

Projected Board Date

Sep 19, 2005

Status

Completed

Sector

Capital Markets Financing Company (Including Investment Banking)

Department

Regional Industry - FIG Asia & Pac

Environmental Category

FI-1 - Significant

Previous Events

Approved : Jan 16, 2006
Signed : Apr 27, 2006
Invested : Apr 13, 2007

Project Description

The company is a full-fledged securities company in China. It offers brokerage, investment banking and asset management services to its clients through a nationwide network of branches. The purpose of this project is to restructure the company’s operation, inject new capital into the company and transform it into a model securities firm by introducing international best practices for securities industry.

Sponsor / Cost / Location

Development Impact